MVC Capital, Inc.
MVC CAPITAL, INC. (Form: 8-A12B, Received: 11/15/2017 12:37:16)

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 


 

FORM 8-A

 

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES

PURSUANT TO SECTION 12(b) OR 12(g) OF THE

SECURITIES EXCHANGE ACT OF 1934

 

MVC Capital, Inc.

(Exact Name of Registrant as Specified in Its Charter)

 

Delaware

 

94-3346760

(State of Incorporation or Organization)

 

(I.R.S. Employer Identification No.)

 

 

 

 

287 Bowman Avenue, 2 nd  Floor
Purchase, NY

 

10577

(Address of Principal Executive Offices)

 

(Zip Code)

 

Securities to be registered pursuant to Section 12(b) of the Act:

 

Title of each class
to be so registered

 

Name of each exchange on which
each class is to be registered

6.25% Senior Notes due 2022

 

New York Stock Exchange

 

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A. (c), please check the following box. x

 

If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A. (d), please check the following box. o

 

Securities Act registration statement file number to which this form relates:

 

  333-219377

 

 

(if applicable)

 

Securities to be registered pursuant to Section 12(g) of the Act: None

 

 

(Title of Class)

 

 

 



 

INFORMATION REQUIRED IN REGISTRATION STATEMENT

 

Item 1. Description of Registrant’s Securities to be Registered.

 

The description of the 6.25% Senior Notes due 2022 contained in the sections entitled “Description of the Notes” in the Prospectus Supplement, dated November 9, 2017 and “Description of Securities — Debt Securities” in the Prospectus contained therein, dated September 26, 2017, that was filed with the Securities and Exchange Commission under the Securities Act of 1933, as amended, on November 9, 2017, is incorporated by reference herein.

 

Item 2.          Exhibits.

 

Pursuant to the Instructions as to exhibits for registration statements on Form 8-A, the documents listed below are filed as exhibits to this Registration Statement:

 

Number

 

Exhibits

 

 

 

2.1

 

Form of Indenture, dated February 26, 2013, between MVC Capital, Inc. and U.S. Bank National Association, as trustee (Incorporated by reference to Exhibit (d)(2) filed as Post-Effective Amendment No. 1 to MVC Capital, Inc.’s Registration Statement on Form N-2 (Filed No. 333-184803), filed on January 23, 2013).

 

 

 

2.2

 

Form of Second Supplemental Indenture, dated November 15, 2017, between MVC Capital, Inc. and U.S. Bank National Association, as trustee (Incorporated by reference to Form 8-K (Filed No. 814-00201), filed on November 15, 2017).

 

 

 

2.3

 

Form of 6.25% Senior Unsecured Notes due 2022 (Incorporated by reference to Form 8-K (Filed No. 814-00201), filed on November 15, 2017).

 

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SIGNATURE

 

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.

 

 

MVC Capital, Inc.

 

 

 

 

 

 

Date: November 15, 2017

By:

/s/ Scott Schuenke

 

Name:

Scott Schuenke

 

Title:

Chief Financial Officer

 

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